Compliance Manager
you to have FCA general insurance/broking/insurer compliance experience (essential) Experience of UK regulatory regime and regulatory...
you to have FCA general insurance/broking/insurer compliance experience (essential) Experience of UK regulatory regime and regulatory...
company secretariat experience preferred. Sound working knowledge of the Companies Act 2006, Corporate Governance Code, FCA...
’ interests at the heart of how we do business. Complete training as mandated by the company and regulated by the FCA. Ensure...
’ interests at the heart of how we do business. Complete training as mandated by the company and regulated by the FCA. Ensure...
Business: Dealer on-boarding– including Sanction and FCA licence checks. Carry out Dealer Partner updates and ensure the...
. Maintaining compliance with company policies, statutory legislation, internal KPIs, Funeral Director Code and FCA regulation...
(but not limited to), Induction, FCA, Product and customer journey. What we can offer you: Samsung Employee Discount Portal...
role), UK FCA regulation and compliance assist with UK investor relations, roadshows etc This will initially...