Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
(Certified Financial Planner license from Certified Financial Planner Board of Standards) and FINRA Series 7 and 66...
or Finance. Professional Certification: CPA certification is required. A FINRA license/certification (Series 27/28) may...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
record of developing and coaching high performing Advisor team Ability to travel 50% of the time A valid and active FINRA... Series 7, 66 (or equivalent) is required A valid and active FINRA Series 9/10 (or equivalent...
, JD, CFA, or CFP preferred FINRA Series 7, 66, 9, 10 and Insurance licenses required for position;however, unlicensed...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...