military service) may be considered. Education No Degree Certifications No Required Certification(s) Licenses FINRA... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
(Certified Financial Planner license from Certified Financial Planner Board of Standards) and FINRA Series 7 and 66...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
performance indicators. This role requires you to submit a U4 to FINRA during training. FINRA will do additional background... Customer service, handling customer accounts, inquires and escalations. Must obtain FINRA Series 6 license withing 90 days...
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...
through our broker-dealer arm NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the...
) and FINRA Series 7 and 66, is required Computer proficiency including MS Office, Google Suite, CRM systems, and financial...
from Certified Financial Planner Board of Standards) and FINRA Series 7 and 66, are required Computer proficiency including MS... to study and obtain a Life Insurance license Though not required, a valid FINRA Series 7 & 63/66 license is considered...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...