). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
. Frequent travel is required. FINRA Series 7, 63 Preferred qualifications, capabilities and skills CFA, CAIA...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
administration, finance, or similarly related field Though not required, a valid FINRA Series 7 & 63/66 license is considered...
, JD, CFA, or CFP preferred FINRA Series 7, 66, 9, 10 and Insurance licenses required for position;however, unlicensed...
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration...
, exercising influence at the most senior level of the organization, both internally and externally FINRA Series 7, 63 and 79...