Client Relationship Consultant 3 (Banker) - Torrance Pacific Coast Hwy, CA
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
. Frequent travel is required. FINRA Series 7, 63 Preferred qualifications, capabilities and skills CFA, CAIA...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
administration, finance, or similarly related field Though not required, a valid FINRA Series 7 & 63/66 license is considered...
, JD, CFA, or CFP preferred FINRA Series 7, 66, 9, 10 and Insurance licenses required for position;however, unlicensed...
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration...
, exercising influence at the most senior level of the organization, both internally and externally FINRA Series 7, 63 and 79...