Trade Desk Specialist, Wealth Management (Charlotte, NC)
across all aspects of the trade desk. Qualifications: Licensing: FINRA Series 7 and 63/66 required. Experience: 3-5 years in Trade...
across all aspects of the trade desk. Qualifications: Licensing: FINRA Series 7 and 63/66 required. Experience: 3-5 years in Trade...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
administration, finance, or similarly related field Though not required, a valid FINRA Series 7 & 63/66 license is considered...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
record of developing and coaching high performing Advisor team Ability to travel 50% of the time A valid and active FINRA... Series 7, 66 (or equivalent) is required A valid and active FINRA Series 9/10 (or equivalent...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
with the ability to deliver key insights Prior experience working with international clientele/organizations preferred FINRA...
(Certified Financial Planner license from Certified Financial Planner Board of Standards) and FINRA Series 7 and 66...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...