Resolution Support Specialist (FINRA License Required)
call center environment required. FINRA 6 & 63 required A college degree is great...
Lugar: Florham Park, NJ | 04/01/2026 19:01:20 PM | Salario: S/. $33.17 per hour | Empresa: ADP
SEC/FINRA Regulatory Controls & Operational Oversight - VP
SEC/FINRA Regulatory Controls & Operational Oversight - VP Country: United States of America Your Journey Starts... to SEC/FINRA regulations. Work with control team to ensure SLAs are up to date and accurately reflect services identified...
Retirement Service Representative (FINRA LICENSE REQUIRED)
their series 6 and 63 FINRA securities licenses. Job Responsibilities: Educates employees on account information, plan benefits... and collaboration opportunities with other business units as needed. Job Requirements: FINRA Series 6 and 63 securities licenses...
Lugar: Dallas, TX | 11/11/2025 19:11:08 PM | Salario: S/. $33.17 per hour | Empresa: ADP
IRA Account Specialist, FINRA Series 7
an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts to join our broker/dealer team... to resolve complex IRA or retirement-related issues. Maintain up-to-date knowledge of IRS and FINRA rules related to retirement...
Lugar: USA | 11/11/2025 01:11:32 AM | Salario: S/. $70000 - 90000 per year | Empresa: Crypto.com
IRA Account Specialist, FINRA Series 7
, is seeking an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts... and FINRA rules related to retirement accounts. Contribute to the development of educational content and tools to help clients...
Lugar: Chicago, IL | 08/11/2025 01:11:56 AM | Salario: S/. $70000 - 90000 per year | Empresa: Crypto.com
SIMPLE IRA Specialist - FINRA LICENSE REQUIRED
Unlock Your Career Potential: Customer Service at ADP. It's all about enabling our customers to be more effective employers. Our Customer Service team makes it happen by collaborating with customers and other ADP colleagues to ensure our pr...
Lugar: El Paso, TX | 13/01/2026 20:01:49 PM | Salario: S/. No Especificado | Empresa: ADP
Capital Markets Audit Manager: UT, TX, NC, or FL
, and compliance with applicable regulations (CFTC, FINRA, OCC, SEC). Collaborate with business units and risk management teams...
Lugar: Salt Lake City, UT | 18/01/2026 03:01:31 AM | Salario: S/. No Especificado | Empresa: Zions Bank
Training Specialist LIC, Remote
employees and leaders at all levels in the enterprise FINRA Series 6 and SIE (and/or others as required by the position...
J.P. Morgan Wealth Management - Private Client Investment Associate - Sugarland, TX
, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance...
Lugar: Sugar Land, TX | 18/01/2026 03:01:03 AM | Salario: S/. No Especificado | Empresa: JPMorgan Chase
Trade & Working Capital – Sales Execution and Program Management Originator 2
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
Lugar: New York City, NY | 18/01/2026 03:01:39 AM | Salario: S/. $148495 - 174700 per year | Empresa: U.S. Bank