Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
and Certifications FINRA License S6 Upon Hire (required) FINRA License S63 Upon Hire (required) FINRA Security Industry Essentials...
Regulatory Authority (FINRA) Life/Health Insurance License Successful track record of meeting sales goals/quotas preferred...
skills. FINRA Series 7 and 63 licenses preferred....
to build and maintain client relationships. Licenses in insurance and FINRA Series 7 and 63 preferred, but not necessary...
. Communication and interpersonal skills. Licenses in insurance and FINRA Series 7 and 63 preferred....
! Who You Are: College degree preferred 2+ years related work experience. FINRA Registration (SIE, S6 and S26) may...
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...
sales managing large multi-million-dollar retirement and investment accounts. FINRA Series 6 (or 7), 63, and FINRA Series...