knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market Extensive...
Ensure all credit decisions comply with regulatory requirements, including PRA, FCA and OCC guidelines, as well as internal...
. As well as up to date stock pricing. Ensuring full FCA compliance within the Sales Department. Manage and own our Customer...
. Knowledge of FCA Principle and Procedures. How we support our colleagues In addition to our comprehensive benefits package...
below, then please apply! Previous experience in a similar role. Knowledge of FCA regulations around F&I. Proven customer service and communication...
. In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague...'. To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA...
dialogue with the relevant regulators, including the NCA, the FCA and others ensure that any regulatory activities... as FCA REP-CRIM reporting. Leading Vodafone UK reporting annual risk assessment activity across all core financial crime...
and asset management opportunities. Through their FCA-regulated investment platform, they enable global investors to access...
Companies Act and LLP Act. Excellent Microsoft Office competency FCA Handbook knowledge would be a bonus but is not essential...
and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...