in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
with all FCA requirements, industry conduct standards and ING compliance policies Contribute to strategic initiatives and ad‑hoc...
queries Ensuring all work is FCA-compliant and completed to a high standard Building strong working relationships...
About Servaada, a Wipro company: Servaada is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial... and diligence Must be open and cooperative with the FCA and other regulators Must pay due regard to the interests of customers...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...
' needs to provide appropriate optional extras so you can maximise your sales opportunities. Work within FCA rules. Helping...
. Lead reward governance for commission scheme, working with compliance and commissions teams to ensure compliance with FCA... insights. Understanding of remuneration regulations, ideally within an FCA-regulated environment. Skilled in conveying...
FCA, Central Bank of Ireland, Bank of Canada, and others. This is a high-visibility role with significant opportunities... such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI), and Bank of Canada, particularly regarding licensing...