, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
Strong brokerage skills Excellent customer service skills Knowledge of FCA regulation Proven sales experience with minimum 1 year...
. Knowledge and Skills FCA Compliance Retail Finance Insurance products Excellent communication skills...
of this job. Edinburgh City Excellent firm The job requires a thorough knowledge of: The FCA Rules The principles, practices...
oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
be responsible for completion of regulatory focused activities and associated reporting in line with our FCA requirements... of regulatory/horizon scanning insight, identifying areas where improvement would be beneficial Reviewing FCA regulations...
in a dynamic and supportive data science team while working on topics which span the whole breadth of insurance. The FCA have set... to get ahead of these emerging requirements in our interactions with the FCA. As such, we are looking for someone who...
to date with changes in regulation and responsible for many of our interactions with the FCA and HMRC. This role is responsible for the...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
experience within a legal environment, having experience with multijurisdictional regulations, including SEC and FCA. You’ll...