as required to ensure the achievement of all sales tasks smoothly and in a timely manner. Adhering to all financial compliance and FCA...
as needed. Represent the department at exhibitions and events. Complete required professional development to maintain FCA compliance... of touring outfits or travel insurance is a plus. Experience translating FCA compliance into actionable tasks. Ability to write...
and appropriate responses to changes/threats/initiatives Maintain overview of EU network codes development (CACM, FCA, SOGL, EB...
be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
to FCA authorised fund documents. This will include: · Support fee-earners with updates and reviews of fund prospectuses...
of all compliance, regulatory rules and FCA regs. Your role will entail: Ensure all instalment credit control activities...
are met in line with FCA guidelines. Analyse financial and operational performance, identifying opportunities for improvement..., fintech, insurance, or another FCA-regulated sector). Strong financial modelling, forecasting, and analytical skills...
in an FCA regulated environment? Do you want to be part of an ambitious and passionate inhouse team, at a leading global...
with FCA guidelines and within internal and external SLAs. Assist with monitoring all relevant inboxes to ensure...
etc. * Responding to all Compliance department requests on time Complying with the Financial Services and Markets Act 2000, the FCA...’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times Having...