policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
and in a timely manner. Adhering to all financial compliance and FCA regulations. Basic Salary...
you with sales process, FCA and compliance training through our Sales Orientation course and specific manufacturer training, so...
. Knowledge of FCA Principle and Procedures. How we support our colleagues In addition to our comprehensive benefits package...
. FCA Regulatory Knowledge: Strong working knowledge of the FCA's regulatory framework, particularly the EMRs, PSRs...
training to become certified to sell finance and insurance products, adhering to FCA guidelines. What We’re...
based and/or in-house experience, ideally in an FCA regulated environment or financial services, pensions or professional...
within financial services Working knowledge of the practices and expectations of the PRA and FCA;European and local legislation... underwriting authorities (MGAs) and multi-layered distribution channels Excellent understanding of the FCA's business standards...
decisions are made while maintaining regulatory requirements relating to CASS, HMRC and the FCA. Key Responsibilities...
Oversee the compliance function ensuring it adheres to FCA regulations, developing, implementing and maintaining a robust... closely within the client-facing teams The Requirements: Proven experience leading within an FCA regulated Family Office...