and reputational risks. A key element will require you to maintain compliance with FCA regulations (including AML, marketing... documentation/financial promotion and the FCA senior managers and certification Regime), AIFMD and MiFID II. Applicants...
, ensuring alignment with FCA, FOS, and internal standards. Participate in consistency meetings and peer reviews to uphold audit...
& Ancillaries reporting streams. Lead key governance and regulatory reporting processes such as Customer Outcomes MI (COMI), FCA... performance and improve customer outcomes. Deep understanding of FCA Consumer Duty and regulatory reporting requirements...
reporting and ensuring data maintenance upheld to support the business;Desk MIS (Portfolio Liquidity/maturities/credit, FCA...
A strong understanding of FCA regulation CeMAP (desirable, not essential). Minimum of 5 GCSEs A-C (Including Maths and English...
consumer credit laws, FCA standards and internal governance requirements, supported by regular monitoring and reporting. Use...
knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market Extensive...
with FCA regulations, particularly Consumer Duty Interview process The interview process for this role will be in two...
and ongoing monitoring Supporting ARs with policy rollouts, FCA guidance and training Ensuring consistency across broking...
, print production, or knowledge of FCA regulatory requirements too. FYI – this role will internally be known as: Subject...