debt and credit industry. Experience working in an FCA-regulated organisation. Knowledge of data protection legislation...
reporting with significant ROIs Support product governance and conduct reviews to maintain compliance with FCA and Consumer... at senior stakeholder level. Knowledge of FCA regulatory environment, particularly Consumer Duty and product governance...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
with all FCA requirements, industry conduct standards and ING compliance policies Contribute to strategic initiatives and ad‑hoc...
. It requires registration with the Financial Conduct Authority (FCA) as an Approved Person for MCOBS UK. The ideal... and oversight with the PSRs and FCA requirements, including but not limited to Consumer Duty and Operational Resilience requirements...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
) is committed to promoting, monitoring, and implementing best practices, policies, procedures, and culture in adherence to the FCA...
heavily concentrated in the financial services sector, including FCA-regulated entities. This high performing team provides...
within our dedicated Compliance team to help the firm meet the requirements of the FCA and other relevant regulators. As a senior colleague... development. Skills And Attributes Detailed, and current, technical knowledge of the FCA Handbook, MiFID II, MAR, SMCR, AML...
completed pre-sale where required). Assess files against FCA requirements, internal compliance procedures, and best-practice..., and retirement planning. Strong understanding of FCA rules, suitability requirements, and the financial advice process. Excellent...