Head of UK Compliance - MD - Based in London
important. The jobholder will also be required to communicate with the FCA effectively on behalf of the business...
important. The jobholder will also be required to communicate with the FCA effectively on behalf of the business...
principles. General Understanding of FCA GI Regulation Skills: Underwriting experience and knowledge. Excellent...
, as is the need to become FCA qualified, and to uphold all the FCA principles of 'treating customers fairly'. Whilst relevant...
. Skills Familiar with FCA regulations and compliance requirements. Strong understanding of financial products...
to date using Diligent Entities - drafting and submission of forms and returns to the Registrar of Companies, filing FCA...
. Experience of operating within the FCA regulatory framework, with a working knowledge and understanding of current legislation...
and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
while managing VAT submissions, FCA reporting, and payroll reviews Identify and assess financial risks, developing strategies...
with delivering a fully FCA compliant sales and insurance process. This will include contacting vehicle drivers and insurers, agreeing... sales or insurance write off service. Always operate within FCA guidelines. Process vehicle sales enquiries from the...