or the equivalent combination of education and relevant experience AND 8+ years of total relevant work experience FINRA... and leading internal teams to win new business FINRA Requirements FINRA licenses are required and will be supported...
, by following rules and regulations set forth by the Credit Union, your Program Manager, the broker-dealer, FINRA, the SEC... / ). CFS (Member FINRA/SIPC) is a registered broker-dealer and SEC Registered Investment Advisor with a stable, 25-year track...
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry...
of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA...
of America, 1701 1st Avenue, Rock Island, IL 61201, 309-786-6481. Member: FINRA, SIPC. Products are available in most states...
financial services industry that directly aligns with the specific responsibilities FINRA Series SIE, 6, 63, L&H Bachelor...
Licensing and Education Requirements: Bachelor's Degree (strongly preferred) Ability to quickly obtain state and FINRA...
FINRA-registered roles for which in-office attendance for the entire workweek is required. We are an equal employment...