Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed...
team Ability to travel 50% of the time A valid and active FINRA Series 7, 66 (or equivalent) is required A valid... and active FINRA Series 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
FINRA licenses required within three months. State insurance licenses required As an associate...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
to new technology or applications. Desired Qualifications Currently holds FINRA Securities Industry Essentials...
. Communication and interpersonal skills. Licenses in insurance and FINRA Series 7 and 63 preferred....
necessary FINRA Series licenses The typical base pay for this role is $225,000 depending on job-related knowledge, skills... Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material...
Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg...