degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration...
and strong transaction execution skills FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180...
to get things done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days...
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professional...
and Rates, and Index Research Conduct options review of Derivatives Research Ensure research complies with FINRA and SEC..., and skills FINRA Series 16 with at least 7-10 years of experience as a Supervisory Analyst, preferably in an equity research...
, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance...
with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the...
/Certification/Designation: FINRA Series 6/7, and Series 63 licenses. Experience: Eight years of related, proven sales...
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...