Compliance Analyst

and mitigating risk. You'll monitor compliance with SEC, FINRA, and internal policies while supporting audits, investigations..., and policy development. Responsibilities Monitor and ensure compliance with SEC, FINRA, and state regulations Conduct...

Lugar: New York City, NY | 26/01/2026 18:01:00 PM | Salario: S/. $75000 - 95000 per year | Empresa: Careerscape