including GDPR, FCA, Consumer Duty, financial crime, money laundering etc This is an excellent opportunity for a Senior...
Relations: Deliver exceptional customer service, handling queries via phone and email. FCA Compliance & Administration: Support... with FCA registration and ensure ongoing regulatory compliance. Dealership Management: Oversee sales administration, vehicle...
with the Financial Conduct Authority (FCA) rules & guidelines. Provide advice and guidance around the sales process to a team...
for managing process, tasks and complying with FCA guidelines Qualifications To be successful for this role, we require Level... in writing and face-to-face Very strong understanding of the FCA's COBS requirements for suitability Good stakeholder...
knowledge of any pricing related matters. Knowledge and understanding of FCA regulations and Lloyd's standards Knowledge...
sources. “Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
and Regulated by the Financial Conduct Authority. FCA No: 308517 Finance is Subject to status. Other offers may...
holder must meet the criteria for an FCA Certified Role. Are you that person? The Client Onboarding / Sales Support... certification from a recognized professional body (e.g. Prince & or PMI) preferable FCA certification and consistently keeping...
Dynamite Recruitment are delighted to be working with a successful FCA accredited business on the outskirts...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Your profile...