Compliance Officer, Lead
Experience Proven knowledge of the UK financial services sector and the regulatory framework (specifically the FCA). A minimum...
Experience Proven knowledge of the UK financial services sector and the regulatory framework (specifically the FCA). A minimum...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
to applicable frameworks (e.g., ISO 22301, FCA/PRA operational resilience guidelines, NIST, cloud provider best practices...
Ensure robust governance, risk management, and FCA compliance frameworks Manage and develop strategic insurer and partner...
, FCA regulations and mortgage legislation Developing long-term relationships with introducers, estate agents...
metrics. You will do the right thing by following all company and regulatory policies and guidelines in line with FCA...
process, providing expert guidance and support Maintaining accurate records and ensuring compliance with FCA regulations...
, and external partners to ensure smooth transactions Maintaining accurate records in line with brand and FCA compliance standards...
Join our dedicated team at CAFCASS as a Children's FCA in Newcastle, where you will play a vital role in supporting the...
compliance with company standards and FCA regulations Working closely with senior leadership to shape strategy and client...