SMCR Project Lead - 12 Month FTC
and standards. The Project The aim of the project is to help review and advise on all aspects of compliance with the FCA and PRA...
and standards. The Project The aim of the project is to help review and advise on all aspects of compliance with the FCA and PRA...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
by the Financial Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk...
in line with relevant laws and investment policies – Advise on the impact of FCA regulations, Data Privacy, Anti-bribery...
strong client relationships Process policy amendments and provide quotes Ensure compliance with FCA regulations Deliver...
/Commercial/property/Liability underwriting is desirable but not essential Knowledge of the FCA and other relevant regulation...
Part II funds. Providing guidance on regulatory compliance, including FCA rules, AIFMD, EMIR, MiFID II, MiFIR, SFDR... frameworks such as AIFMD, FCA rules, and MiFID II. A proactive self-starter with excellent drafting, analytical...
on PRA and FCA) in relation to its business (including third parties). Take the lead on the development and ongoing.... Create a robust framework and apply and / or oversee processes to ensure appropriate controls are in place to meet the FCA...
player Desire to develop underwriting capabilities Compliance & Regulatory Responsibilities Remain compliant with FCA...
knowledge of the FCA's Sustainability Disclosure Requirements (SDR) and Investment Labels regulation would be beneficial...