Compliance Officer
services regulations, particularly those applicable to FCA-regulated MiFID investment firms, is required. Excellent analytical...
services regulations, particularly those applicable to FCA-regulated MiFID investment firms, is required. Excellent analytical...
others Conduct Rules You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
, presentation, problem serving, organisational and analytical skills. Experience of regulatory responsibilities of an FCA...
, FCA DISP regulations, and Treating Customers Fairly (TCF) principles. This role sits within a talented and experienced...
Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Your profile...
skills Self-motivated with a drive to succeed As the company are FCA regulated you must also be confident of passing...
including PRA and FCA. Connect to your business - Strategy, Risk & Transactions Advisory In an ever-evolving world, there...
are FCA regulated you must also be confident of passing background checks, which include adverse credit history, disqualified...