Metals Trader
within the applicable limits and desk risk tolerance. 100% observance of all FCA requirements, industry conduct rules and ING...
within the applicable limits and desk risk tolerance. 100% observance of all FCA requirements, industry conduct rules and ING...
consumer credit laws, FCA standards and internal governance requirements, supported by regular monitoring and reporting. Use...
to ensure joined-up service delivery. Ensure full compliance with FCA regulations, GDPR, and internal policies relating...
and ongoing monitoring Supporting ARs with policy rollouts, FCA guidance and training Ensuring consistency across broking...
generation and management of Configuration Baselines Verification and Audit (conduct FCA/PCA) Working in partnership...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
with FCA regulations, particularly Consumer Duty Interview process The interview process for this role will be in two...
reporting and ensuring data maintenance upheld to support the business;Desk MIS (Portfolio Liquidity/maturities/credit, FCA...
Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk...
and reputational risks. A key element will require you to maintain compliance with FCA regulations (including AML, marketing... documentation/financial promotion and the FCA senior managers and certification Regime), AIFMD and MiFID II. Applicants...