Corporate Banking Senior Analyst - Metals & Mining
and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
focus. Ideally you will have a good understanding of FCA/PRA expectations and the regulatory compliance landscape...
like Facebook, Twitter and Instagram. In this role you'll work under FCA regulation - we'll provide you with all the training... as a 'certified colleague', we'll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim to identify...
workflows, including outsourced support where required Ensure advice documentation meets internal and FCA compliance standards...
customer service throughout the client journey Learning FCA regulations, compliance standards, and mortgage legislation...
, whilst exceeding customer expectations and meeting FCA requirements. You are willing to learn, as every day...
, while also supporting regulatory compliance reporting and oversight activities for FCA-regulated firms. This is a hands-on role offering... principal consultants with regulatory compliance reporting and oversight for FCA-registered firms You will contribute to wider...
regulations, policies, and guidelines, as well as adhering to all FCA regulations and standards for Finance & Insurance...
Services Experience in Financial Services should include a strong understanding of FCA and PRA regulations, with experience...
Product Governance Framework for retail banking products in line with FCA expectations including Consumer Duty. Support.... Strong, practical knowledge of FCA Consumer Duty and product governance requirements. Our promise to you… We will make sure...