Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...
of FCA regulations around F&I. Proven customer service and communication skills. Show the ability to work to deadlines...
with us. At Sudbury Ford, we have Sales Advisors specialising in New or Used car sales, ensuring that they comply with our FCA regulated...
financial advice and services to our customers, adhering to FCA regulations. Basic salary of £20,000 with OTE...
Representatives (ARs) & Introducers (IARs). Key responsibilities include due diligence, FCA submissions, oversight, and monitoring... and IARs Draft and submit FCA applications, ensuring all standing data is up-to-date Implement risk-based monitoring plans...
you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow...
on deals. You will have full access to our funders, systems and FCA permissions to secure the funding your clients need..., and FCA permissions, enabling you to secure the funding your clients need with ease. We will also provide Professional...
with the Financial Conduct Authority (FCA) rules & guidelines. Provide advice and guidance around the sales process to a team...
of Configuration Baselines - Verification and Audit (led FCA/PCA) Experience with Software Configuration Management at the point...
to date knowledge of AML regulations (JMLSG, FCA rules, 3rd EU Money Laundering Directive, The Money Laundering Regulations) Certified...