and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
and complying with FCA guidelines Qualifications To be successful for this role, we require Level 4 qualified - CII, Diploma... strong understanding of the FCA's COBS requirements for suitability Good stakeholder management with positive influencing skills...
with the Financial Conduct Authority (FCA) rules & guidelines. Provide advice and guidance around the sales process to a team...
to ensure the Consumer Understanding outcome (that is part of the FCA Consumer Duty) is embedded, ensuring right outcomes...
in an FCA regulated environment? Do you want to be part of an ambitious and passionate inhouse team, at a leading global...
-earners within the team primarily in relation to FCA authorised fund documents. Responsibilities Assist fee-earners...
in a high pressure, deadline orientated environment FCA certification and ACT Cert ICM an advantage Skills Account...
You will provide paralegal support to fee-earners within the team primarily in relation to FCA authorised fund documents...
. Support customers’ strategic development and growth objectives. Regulatory Compliance Adhere to the FCA’s Conduct Rules...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...