) and maintains risk and control documentation (e.g. FCA senior manager regime) Run the infrastructure to support the regional...
at all times. Experience & knowledge Knowledge of FCA requirements (including individual responsibilities in relation...
and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
with Beazley procedures, policies and regulations including the code of conduct which incorporates the FCA and PRA Conduct...
, Committee Terms of Reference, law, regulation, FCA and stock exchange obligations;Maintaining meeting and corporate reporting...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...
, equivalent qualification may be considered Preferably have experience within an FCA regulated industry. If you feel...
and deal with any difficult clients, whilst referring any which fall under FCA reportable requirements Actively promote...