oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
-on candidate who will be responsible for providing Compliance oversight for our FCA-authorised and regulated entity, eToro Money UK... relationship with the FCA. â— Overseeing the drafting and ongoing maintenance of robust policies and procedures across the entire...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
with the Financial Conduct Authority (FCA) rules & guidelines. Provide advice and guidance around the sales process to a team...
in customer service, support or related field. Fluent in Dutch and English Desirable: Experience working in an FCA regulated...
in commercial contract drafting and negotiation. Relevant practice based and/or in-house experience, ideally in an FCA regulated...
. Knowledge and Skills FCA Compliance Retail Finance Insurance products Excellent communication skills...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...