Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit broking activities. You may check... this on the Financial Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA...
and in a timely manner. Adhering to all financial compliance and FCA regulations. Basic Salary...
and FCA regulations, including CASS & COBS rules, and company policies and procedures. Maintain accurate client data...
with precision, empathy, and efficiency. Keep our complaint resolution process razor-sharp and fully aligned with FCA regulations...
and record the publications and press releases of the FCA, PRA and insurance trade bodies Assist in the production of structured...
to ensure that you fully adhere to all the requirements of DISP Resolution (ref: FCA Handbook). You will need the...
performance targets Nurture client relationships and generate repeat business Ensure FCA compliance and maintain accurate...
to the FCA/PRA/other Regulators Advise senior management and staff on changes in the rules and regulations and compliance... of conduct issued by the FCA under the Senior Managers Regime....
and complying with FCA guidelines Maintain core systems ensuring that all documents are uploaded to the back-office system...
you with sales process, FCA and compliance training through our Sales Orientation course and specific manufacturer training, so...