that all complaints that are subject to FCA and internal business requirements are handled appropriately. Key responsibilities...: Recording all complaints subject to FCA Dispute Resolution: Complaints Sourcebook requirements accurately. Ensuring complaints...
FROM YOU IF YOU HAVE/ARE: Good understanding of AML regulations and CDD requirements, sanctions risk, the UK sanctions regime and the FCA’s guidance...
, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability...) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard...
with precision, empathy, and efficiency. Keep our complaint resolution process razor-sharp and fully aligned with FCA regulations...
FCA and PRA Educated to Degree level in a relevant subject (such as Law, Business and STEM) or equivalent Experience...
of FCA regulations in the Re(Insurance) industry and a proven track record in consumer and SME markets? If you're interested... organisational levels, thus facilitating effective decision-making processes. A comprehensive understanding of FCA regulations...
, including new issues experience preferred but not essential Relevant Level 3 FCA recognized professional qualification (e.g...
Authority (FCA) rules & guidelines Provide advice and guidance around the sales process to a team of Sales Executives...
An understanding of FCA and UK data protection regulations would be ideal Marketing or other relevant degree or equivalent...
financial advice and services to our customers, adhering to FCA regulations. Basic salary of £20,000 with OTE...