through effective service oversight Ensure compliance with FCA regulations and other relevant regulatory requirements... in performance metrics and KPI monitoring Should have an understanding of regulatory requirements, including SYSC8 and FCA...
, warranties, LSW 3000s and Premium Payment Warranties Awareness of FCA CASS 5 rules governing insurance broking transactions...
& Experience Cisco CCNP/CCSP or equivalent practical experience. Fortinet certification (FCA/FCP/FCCS/FCX) or equivalent...
financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be a Stratstone...
requirements relevant to trading activities, including those set by the FCA. Innovation and Initiative: Demonstrated ability...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
firms on FCA rules and guidance and drafting common client documentation as well as having experience of the latest... will be a lawyer who is at least 4 years PQE at another law firm, in-house or at the FCA and looking to take the next step...
information can be found in the FCA Handbook. About you As an aspiring leader, you must already have tangible, transferable...
in a proposition management role within an FCA-regulated environment, with experience translating insight into customer-focused...
demonstrate the ability and desire to pass regulatory exams to become FCA Registered CF30, Customer Investment Adviser registered...