Counter Fraud Analyst
business Ensuring compliance with FCA, DPA, TCF and internal governance standards What we are looking for Essential...
business Ensuring compliance with FCA, DPA, TCF and internal governance standards What we are looking for Essential...
with paraplanners and administrators to deliver high-quality client outcomes Maintain high standards of FCA compliance and client care...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
Conduct Authority (FCA), which strengthened disclosure and investor protection in the UK crowdfunding market. Project...
Conduct Rules You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA...
sales Cross-selling and securing referrals Managing your portfolio against targets Ensuring full FCA compliance... Strong new business and relationship management skills Broad commercial insurance knowledge Sound understanding of FCA...
such as the SFO, FCA, DOJ, and international regulators Advisory work on cybercrime, ESG risks, and compliance challenges...
and align to regulatory requirements (e.g. SMCR, employment legislation, FCA/PRA guidance), but also apply a business lens...