Conduct Authority and the Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building...
with ambiguity and at pace Customer focussed and solution-oriented Experience of FCA and FOS complaint management requirements...
Final *As an FCA-regulated business, we conduct background checks (DBS and AML) on all successful candidates who...
certifications. Essential Skills & Experience Cisco CCNP/CCSP or equivalent practical experience. Fortinet certification (FCA...
with the FCA Consumer Duty Principle. Work with Front Office BT on refining and maintaining existing technology platform...
-solving skills. Job Description: Check documentation for new applications to ensure complete and meets FCA requirements...
from the investment team. - Ensure compliance with FCA investment regulations and other relevant regulatory requirements (e.g...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
and Compliance responsibilities, including preparing and submitting VAT returns to HMRC, filing regular reports to the FCA...
requirements (EBA Guidelines, PRA Supervisory Statement SS2/21, FCA), or strong understanding of related risk management principles...