procedures which conform to FCA requirements. Helpful skills and qualifications Don't worry about ticking off every single... of relevant FCA regulations and compliance requirements. Ability to build strong relationships with our OEM partners Be part...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
and Compliance responsibilities, including preparing and submitting VAT returns to HMRC, filing regular reports to the FCA...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
reporting for Board, ExCo and Risk Committee. Support the administration of SM&CR and FCA reporting requirements. Maintain... Deep knowledge of FCA regulatory frameworks, including SM&CR, PRIN, ICOBS, SYSC, Consumer Duty and DISP. Experience...
protection and cybersecurity concerns, regulatory matters and disputes and providing advice to FCA-regulated firms offering SIPPs...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
, ISAE 3402 / 3000, ISO 27001/27002 or similar assurance frameworks. Experience with regulatory audits including FCA, SEC...
. Undertake regulatory horizon scanning across PRA and FCA sources. Track consultations, policy statements, supervisory... day. Experience Solid understanding of UK financial regulation (PRA, FCA) applicable to banks and payment services...
to A-level standard or equivalent. Understanding of TPRM Experience of interacting with the PRA, FCA and/ or the Bank...