and complaints processes in line with FCA, DISP and Consumer Duty expectations. Work closely with Compliance and Risk to ensure... operations leadership within an FCA regulated environment Strong knowledge of such FCA regulation, Consumer Duty and complaints...
. Supporting clients in their interactions with enforcement agencies such as the SFO, FCA, DOJ, and other international regulators...
, Scottish Enterprise and the FCA. Since formation in 2018, FinTech Scotland has developed an innovative community of over 260...
as welcome to apply, Extensive knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
. Monitor market trends, competitor activity, and regulatory changes to inform decisions. Ensure compliance with FCA... of insurance market dynamics and FCA compliance. Skills & Competencies: Excellent negotiation and stakeholder engagement...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey...
essential Basic Financial planning knowledge advantageous Experience working within Financial Planning, Wealth Management, FCA...
and Customer Treatment Framework, in alignment with FCA guidelines and New Consumer Duty requirements. Work effectively...
. Please note the successful candidate will be a qualified accountant – ACCA / CIMA/ FCA/ FCCA Duties will include...