to appoint a Compliance Analyst to their expanding team. This is an excellent opportunity for someone who has worked in a FCA... Producing accurate MI and supporting FCA submissions Providing compliance support, guidance and training to operational teams...
. Good understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive...
and challenge, ideally linking that to FCA’s CASS framework. An ability to build trusted relationships with a variety of people...
oversight of FCA submissions and supporting regulatory filings Keeping procedures accurate and ensuring proper recordkeeping...
business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the...
What we offer: Comprehensive training and development including manufacturer training, FCA accreditation together with in house systems and process...
a seamless flow of communication Ensure full compliance with FCA, GDPR, PECR, and OEM brand guidelines, maintaining a keen focus...
, FCA Compliant Advisor, Remortgage Opportunities, High-value properties, Sales Excellence, Consultative Sales, Earning...
in managing supplier against the requirements set out in the FCA (SYSC 8/13) and PRA rulebook. Experience in either an supplier...
Knowledge and understanding of: Delegated property business. Underlying Principles of Insurance;Legal Principles;FCA, PRA...