Quality Assurance Officer - Retirement Advice
to date. Experience Required Experience in financial services, with a solid understanding of FCA regulations. Proven experience...
to date. Experience Required Experience in financial services, with a solid understanding of FCA regulations. Proven experience...
process, providing expert guidance and support Maintaining accurate records and ensuring compliance with FCA regulations...
and bespoke cover Maintaining accurate records and ensuring compliance with company and FCA standards Working closely...
compliance with company and FCA regulations. Manage professional development through ongoing training and collaboration...
across a small but growing business bank Acting as the primary point of contact for the FCA and senior leadership Building... compliance experience within banking or financial services Strong knowledge of FCA regulations and governance requirements...
compliance with FCA regulations, GDPR, and internal governance frameworks. Report to senior leadership on performance...
and Delegated Claims Administrator (DCA) audits end-to-end, ensuring compliance with Lloyd’s, FCA, and internal standards. Key...
compliance (SRA and FCA) Brings strong drafting, litigation, and leadership skills Is vibrant, professional, and comfortable..., and external Counsel to secure support and resource litigation properly Maintain regulatory compliance with SRA and FCA...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
with executives Ensure compliance with FCA regulations in all broking activities Provide technical insurance advice including Motor...-facing skills Strong attention to detail and organisational ability Sound knowledge of FCA regulatory requirements Ability...