across a small but growing business bank Acting as the primary point of contact for the FCA and senior leadership Building... compliance experience within banking or financial services Strong knowledge of FCA regulations and governance requirements...
reports, cover summaries and FCA-compliant documentation Actively seek and respond to all new business opportunities...
-business opportunities in collaboration with executives Ensure compliance with FCA regulations in all broking activities... Strong attention to detail and organisational ability Sound knowledge of FCA regulatory requirements Ability to work collaboratively...
FCA rules. A good understanding of complaints procedures. A good understanding of other relevant legislation, including...
industry or vehicle sales experience would be preferable;FCA Accreditation would be beneficial;A full UK driving...
solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise in supervising...
into these pipelines. Strong awareness of security and audit standards (NCSC, ISO 27001, NIST, FCA/financial, government...
solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise in supervising...
. Familiarity with FCA, PRA, and Lloyd’s compliance requirements. Proficiency in Microsoft Office (Outlook, PowerPoint, Word...
company in a professional manner and to achieve high levels of customer satisfaction Comply with the FCA regulations...