interpretation and application, in relation to FCA and other regulatory requirements. Provide challenge and guidance to ensure..., technical knowledge of the FCA Handbook, MiFID II, MAR, SMCR, AML, and other relevant regimes. Proven ability to interpret...
managed businesses. The client sectors are extensive and include manufacturing, distribution, retail, wholesale, property, FCA...
counsel on regulatory requirements (UK Corporate Governance Code, Companies Act 2006, FCA Listing Rules, etc.) Review...
process, providing expert guidance and support Maintaining accurate records and ensuring compliance with FCA regulations...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
company in a professional manner and to achieve high levels of customer satisfaction Comply with the FCA regulations...
-business opportunities in collaboration with executives Ensure compliance with FCA regulations in all broking activities... Sound knowledge of FCA regulatory requirements Ability to work collaboratively within a team and independently Proficient...
Compliance: Understanding of FCA guidelines, GDPR, and Sedgwick’s complaint procedures. Communication: Excellent verbal...
to strengthening Broker partnerships and delivering measurable outcomes, ensuring compliance with Consumer Duty and FCA requirements... to ensure all marketing activities align with FCA guidelines and Consumer Duty principles. Performance Insight: Monitor...
across the Group, one home at a time FCA Code of Conduct At Hometree, we prioritise ethical conduct and regulatory compliance... Conduct Authority (FCA). We are committed to maintaining the highest standards of integrity and professionalism in all aspects...