. Strong exposure to UK-domiciled funds (OEICs, Unit Trusts, Investment Trusts) and familiarity with FCA regulations. Experience... service excellence. Deep understanding of UK industry practices, including regulatory frameworks (FCA, PRA) and market trends...
, clean segmentation and understanding of FCA compliance. Streamline how we work, improving processes, templates...
, you will be expected to: Follow FCA, FSMA and all internal compliance procedures Keep documentation accurate and up to date Maintain...
's regulatory requirements under the FCA. Adhere to the operational risk framework for your role ensuring that all regulatory... and conduct and reflecting Company Values. Always adhering with the FCA'S Code of Conduct. Carrying out regulatory activities...
of financial services and FCA regulations (desirable) Why join FNZ? At FNZ, you’ll gain unique exposure to investment...
. You will also assist with FCA regulatory reporting. The ideal candidate will have strong knowledge of post-trade investment compliance... – Conduct daily post-trade (FCA COLL - Investment & Borrowing Powers) analysis of portfolios to ensure adherence to risk limits...
Liaise with relevant teams to ensure customer cases are handled to the highest standard, complying with FCA and Treating...
businesses. - FCA regulatory knowledge is helpful, but not essential-curiosity, initiative, and a willingness to learn...
opportunity to make a lasting impact Qualified accountant (ACA/ACCA/CIMA) with senior leadership experience in an FCA regulated..., and stakeholder management skills. Hands-on approach with the ability to drive change and deliver results. Fast-growing, FCA...
solutions to customers, with a thorough understanding of FCA compliance and regulations Proven expertise in supervising...