Senior Product Compliance Manager (Trading & Markets)
compliance: design and testing of controls to meet U.S. regulatory requirements (SEC, CFTC, NFA, FINRA) and key international...
Client Associate/Registered Client Associate
to a rapidly changing business and technology environment Nice-to-have Current FINRA registrations Financial services...
Lugar: Eugene, OR | 05/02/2026 02:02:34 AM | Salario: S/. No Especificado | Empresa: Royal Bank of Canada
Relationship Banker - Las Vegas West Market, Las Vegas, Nevada
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Lugar: Las Vegas, NV | 05/02/2026 02:02:14 AM | Salario: S/. No Especificado | Empresa: JPMorgan Chase
Financial Services Analyst (Group Benefits Underwriting)
. Participation in technical coursework such as LOMA, CLU, ChFC desirable. License/Certification/Designation: FINRA Series 6 license...
Lugar: USA | 05/02/2026 02:02:22 AM | Salario: S/. No Especificado | Empresa: Nationwide Mutual Insurance Company
Accounting/Finance Intern - Summer 2026
, OTC Link ECN, OTC Link NQB, and MOON ATSâ„¢ are each SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered...
Lugar: New York City, NY | 05/02/2026 02:02:59 AM | Salario: S/. $25 per hour | Empresa: OTC Markets Group Inc
Financial Advisor - Waynesboro, PA - Market 25, Region 231
during the assigned paid study period. FINRA registrations required within three months. State insurance licenses... will be required. As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC), as well...
Lugar: USA | 05/02/2026 02:02:49 AM | Salario: S/. $45000 - 100000 per year | Empresa: Edward Jones
Citi Commercial Bank - Relationship Manager - Household Goods & Personal Care/Durables - Director
, managing and reporting control issues with transparency Qualifications: 15+ years of experience FINRA Licensing, Series...
Lugar: Los Angeles, CA | 05/02/2026 02:02:45 AM | Salario: S/. No Especificado | Empresa: Citigroup
Credit Analyst 5
of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...
Lugar: Saint Louis, MO | 05/02/2026 02:02:56 AM | Salario: S/. $86360 - 101600 per year | Empresa: U.S. Bank
Business Owner Consultant - Wealth Management
decisions independently and act as a business owner Professional designations such as CFA, CFP, CPA or FINRA licenses...). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
Lugar: Minneapolis, MN | 05/02/2026 02:02:36 AM | Salario: S/. No Especificado | Empresa: U.S. Bank
Premier Client Banker- PNC Wealth Management
. Education Bachelors Certifications No Required Certification(s) Licenses FINRA Series 7, 66 (or 63 & 65) required. Life... Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
Lugar: Naperville, IL | 05/02/2026 02:02:52 AM | Salario: S/. $60500 - 107800 per year | Empresa: PNC Financial Services