. Goal-oriented with a desire to succeed. Life insurance license and FINRA certifications (or willingness to obtain...
(CAIA) - For alternative investments knowledge Series 7 (General Securities Representative) - FINRA license Series 63... (FINRA) member Crypto Valley Association member Enterprise Ethereum Alliance participant Here's what else you'll need...
Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Knowledge of OCC, FINRA, and other relevant regulatory frameworks Active securities license (Series 7 or Series 24) Skills...
-oriented with a desire to succeed. Life insurance license and FINRA certifications (or willingness to obtain). Compensation...
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelor’s degree...
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
Industry Regulatory Authority (FINRA), and other regulatory bodies. QUALIFICATIONS Required Qualifications: The..., Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses...