of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
and related concepts FINRA Series 6, 63 (or 7, 66) and State Insurance license required It’d be a plus if you had: Internal...
Sales management and business development skills FINRA Series 79, 63 and Securities Exam Essentials licenses...
Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions that empowers more than...
Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Investment Advisor Representatives offer advisory services...
firm, or JD Working knowledge of the IA Act of 1940, the ICA of 1940, FINRA or NFA/CFTC regulations a plus Additional...
(SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed...
, our company, and you. About Commonwealth Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser...
, FINRA, FCA, etc.) Series 7 or working towards Series 7 preferred; must complete within 1 year in role Technical...
, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...