Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...
) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal...
). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA...
, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed...
Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. California Residents Refer to the...
FINRA licenses required within three months. State insurance licenses required As an associate...
, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required. SMBC provides...
opportunities. What you have Required: Bachelor’s degree or equivalent experience FINRA Series 7, 66 (or 63 & 65...
. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles...
in the United States Training & Development FINRA Sponsorship: provided for required FINRA licensing Preliminary... Compensation & Benefits Sign-On Payment: Based on the time it takes you to complete the company sponsored required FINRA licenses...