reviews Maintain compliance with FINRA, state insurance, and regulatory requirements Document financial plans and client...
reviews Maintain compliance with FINRA, state insurance, and regulatory requirements Document financial plans and client...
’ higher education and/or work experience, including a minimum of 9 years’ experience in a sales environment FINRA Series 7...
to obtain FINRA Licensing (Series 79, 63, SIE) Hours and Work Schedule Hours per Week: 40 Work Schedule: Monday - Friday...
under pressure and tight deadlines, while doing so independently FINRA Series 79, 63 and Securities Industry Essentials licenses...
Deep local connections and market knowledge Corporate finance expertise and strong transaction execution skills FINRA...
, and Skills: FINRA arbitration experience and knowledge of FINRA/SEC licensing requirements Employment litigation and counseling...
preferred If not already licensed, must be willing to obtain FINRA Licensing (Series 79, 63, SIE) Hours and Work Schedule...
® designation required (may consider 24 month condition of employment) Bachelor’s Degree required Active and valid FINRA Series 7... license required Active and valid FINRA 66 license required (may consider a 120-day COE) Active and valid FINRA 9/10...
® designation required (may consider 24 month condition of employment) Bachelor’s Degree required Active and valid FINRA Series 7... license required Active and valid FINRA 66 license required (may consider a 120-day COE) Active and valid FINRA 9/10...