and technology build-out for electronic trading. Qualifications FINRA Series 7 and 63 required. Minimum 5 years of relevant IG...
and technology build-out for electronic trading. Qualifications FINRA Series 7 and 63 required. Minimum 5 years of relevant IG...
degree is required Graduate degree, CFA, CAIA and other professional designations are preferred FINRA Series 7 and 66...
degree, CFA, CAIA and other professional designations are preferred FINRA Series 7 and 66 is required after hiring...
during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles...
Knowledge in US securities laws, rules and regulations, including SEC and FINRA requirements. Ability to communicate... not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...
FINRA-registered roles for which in-office attendance for the entire workweek is required. SMBC provides reasonable...
not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...
to implementation. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable...
to implementation. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable...