Wealth Advisor
) firms FINRA Series 7, 63 or 66 CPA, CFA a plus, but not required *In order to apply, email resume to bethany.delahunt...
) firms FINRA Series 7, 63 or 66 CPA, CFA a plus, but not required *In order to apply, email resume to bethany.delahunt...
and abstractions. Owns technical debt in their own software FINRA Requirements FINRA licenses...
representatives with reference to FINRA, SEC, and OCC rules and regulations. Assist on Regulatory exams/inquiries/sweeps in the... of brokerage, options, private investments, supervisory and marketing rules preferred. FINRA Series 7, 24, 63 preferred. Fluent...
) Preferred Work Experience 5+ Years Required; 7+ Years Preferred FINRA Registrations SRC Indicator: Series 6 or 7; Series...
Analyst (CFA) designation required FINRA Series 7 & 66 licenses required within 6 months of hire 6-10 years of experience in...
Analyst (CFA) designation required FINRA Series 7 & 66 licenses required within 6 months of hire 6-10 years of experience in...
FINRA licensed, mentored under David Dennis. Time in Seat: Approaching one year at MWA. Outside of Work: Enjoys acting...
FINRA licensed, mentored under David Dennis. Time in Seat: Approaching one year at MWA. Outside of Work: Enjoys acting...
FINRA licensed, mentored under David Dennis. Time in Seat: Approaching one year at MWA. Outside of Work: Enjoys acting...
Financial Planner (CFP) designation, required FINRA fingerprinting required FINRA Series 7, 24, & 66...