FINRA-registered roles for which in-office attendance for the entire workweek is required. SMBC provides reasonable...
finance, or related field. Technical Skills: Advanced proficiency in Microsoft Excel, Word, and PowerPoint. Licensing: FINRA... not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the...
on derivatives, lending disclosure requirements, FINRA conduct standards, and federal/state guidance on digital asset lending...
& Licenses: Financial Industry Regulatory Authority (FINRA) Series 65 or 66 license is preferred. Preferred Skills...
during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles...
environment Familiarity with regulatory requirements impacting fixed income clearing (e.g., SEC, FINRA, DTCC rules...
. Licenses: FINRA Series 7 and 63. Hiring Salary Range $150,000 - $200,000 (Salary to be determined by the education...
. Licenses: FINRA Series 7 and 63. Hiring Salary Range $150,000 - $200,000 (Salary to be determined by the education...
as an internal wholesaler or in a financial services sale's role Licensing: Relevant FINRA licenses, such as Series 7 and Series 63...
and technology build-out for electronic trading. Qualifications FINRA Series 7 and 63 required. Minimum 5 years of relevant IG...