Credit Risk Manager - Structured Finance Credit Office, Vice President
) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National...
Technical Program Manager for Security Governance
and comfortability on the command line (Debian is a huge plus!) Familiarity with regulations (ISO27001, NIST, SEC, FINRA); knowledge...
Lugar: New York City, NY | 15/08/2024 00:08:48 AM | Salario: S/. $150000 - 200000 per year | Empresa: Hudson River Trading
Regulatory Technology Senior Developer
technology, you'll be working on multiple regulatory projects (CFTC, NFA, FINRA, MiFID II, EMIR, Trade Surveillance...
Lugar: New York City, NY | 30/08/2024 04:08:18 AM | Salario: S/. $130000 - 200000 per year | Empresa: BGC
Corporate Vice President, Senior Data Analytics and Insights Lead
to participate in an incentive program. Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire...
Lugar: New York City, NY | 05/10/2024 22:10:33 PM | Salario: S/. $117500 - 200000 per year | Empresa: New York Life
Corporate Vice President, Senior Data Analytics and Insights Lead
to participate in an incentive program. Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire...
Lugar: New York City, NY | 05/10/2024 22:10:19 PM | Salario: S/. $117500 - 200000 per year | Empresa: New York Life
Financial Advisor
work experience. -Preferred Life, Accident, Health & FINRA Series 6 or 7 license required (within 6 months of hire...) Knowledge of life insurance and investment products, SEC, FINRA, IRS and state insurance regulations Strong technical...
Lugar: Roseville, CA | 28/09/2024 22:09:30 PM | Salario: S/. $100000 - 200000 per year | Empresa: MassMutual Northern California
Vice President, Compliance Consulting
as a securities compliance examiner with the NFA Compliance experience with SEC and/or FINRA a plus but not required. Excellent...
Lugar: New York City, NY | 06/10/2024 01:10:32 AM | Salario: S/. $90000 - 200000 per year | Empresa: Kroll
Vice President, Compliance Consulting
or more serving as a securities compliance examiner with the SEC Compliance experience with AML, FINRA and/or NFA/CFTC...
Lugar: New York City, NY | 04/09/2024 22:09:24 PM | Salario: S/. $90000 - 200000 per year | Empresa: Kroll
Financial Representative
work experience. -Preferred Life, Accident, Health & FINRA Series 6 or 7 license required (within 6 months of hire...) Knowledge of life insurance and investment products, SEC, FINRA, IRS and state insurance regulations Strong technical...
Lugar: Pleasanton, CA | 28/09/2024 22:09:40 PM | Salario: S/. $85000 - 200000 per year | Empresa: MassMutual Northern California
Financial Representative
work experience. -Preferred Life, Accident, Health & FINRA Series 6 or 7 license required (within 6 months of hire...) Knowledge of life insurance and investment products, SEC, FINRA, IRS and state insurance regulations Strong technical...
Lugar: San Mateo, CA | 28/09/2024 22:09:33 PM | Salario: S/. $85000 - 200000 per year | Empresa: MassMutual Northern California