Compliance Manager

COMPANY Our client is a longstanding FCA regulated business serving an institutional client base for CFD trading in a broad... and advice, including guidance on the FCA Handbook, best practices, and regulatory frameworks like DORA. Policy Framework...

Lugar: London | 25/01/2025 00:01:56 AM | Salario: S/. No Especificado | Empresa: Lipson Lloyd-Jones

Senior Compliance Advisory Manager

understanding of the FCA Handbook, including Consumer Duty, SM&CR, CASS, and ESG regulations. Proficient in drafting Compliance... effectively. Ability to manage FCA Reg Data and FCA Connect reporting and notifications. If you're ready to advance...

Lugar: Bath | 25/01/2025 00:01:19 AM | Salario: S/. £100000 per year | Empresa: Deerfoot