Financial Advisor
as defined within the FCA Training & Competence (T&C) Sourcebook. Client Dealing, previously CF30 A person who performs the...
as defined within the FCA Training & Competence (T&C) Sourcebook. Client Dealing, previously CF30 A person who performs the...
, and internal systems. Strong understanding of company products, SLAs, FCA, DPA, and TCF regulations. Excellent communication...
company standards and complying with all relevant Company and regulatory obligations (including adherence to FCA rules... (including FCA MCOB and CONC rules). We are Tandem - Where impact meets innovation Tandem is the UK's greener digital bank...
number 150892 www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry...
, MAR, MiFID II, FCA and RAO, working closely with internal teams and external stakeholders to ensure regulatory obligations... experience essential;Knowledge of MiFID, EMIR, REMIT, MAR and FCA rules and regulations commensurate with experience level...
reviews to improve and grow. Maintain compliance with FCA, Consumer Duty, and Evlo’s internal service standards... services portfolios, including current and future arrears activity. Awareness and practical application of FCA regulations...
queries and escalations Familiarity with FCA-regulated extended warranty products Previous supervisory or team leader...
enquiries. You'll ensure full compliance with FCA, FOS, and GDPR standards while helping customers reach fair and timely... resolutions. Key responsibilities: Manage written and verbal complaints within FCA timeframes Handle third-party queries...
deceased, for example, conducting daily checks and facilitating Reflection Room visits for families. You’ll complete FCA... framework set out by the Financial Conduct Authority (FCA). These requirements include satisfactory reference checks. Further...
, and internal systems. Strong understanding of company products, SLAs, FCA, DPA, and TCF regulations. Excellent communication...