and client satisfaction Maintaining compliance with FCA standards and internal procedures Supporting business growth through...
framework including an excellent understanding of the FCA Conduct of Business, EU Market Abuse Regulation and global Market...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
and credibility, you'll influence confidently at all levels of the business and act as a key point of contact with the FCA, helping...
to identify, secure, and preserve evidence through interviews and desktop enquiries. Regulatory Compliance: Understanding of FCA...
knowledge of FCA/PRA regulation Excellent verbal and written communication skills Good understanding of 3LOD...
giving (FCA Activity 4) Candidates must currently be holding Competent Adviser Status (CAS) under onshore UK FCA...
for families. You’ll complete FCA-regulated training to offer and sell pre-paid funeral plans. Represent and support your local... Authority (FCA). These requirements include satisfactory reference checks. Further information will be provided during the...
financial service laws, including FCA regulation. Knowledge of complaints handling by the Financial Ombudsman Service desirable...
Compliance Notice: This role falls under the FCA’s Certification Regime. All offers are subject to DBS checks, credit checks...