reviews Build long-term relationships with branch managers, sales negotiators, and introducers Maintain FCA-compliant...
office on reporting requirements for new business activities. Manage treasury, liquidity, and regulatory returns (e.g., FCA...
, hundreds of millions returned to insurers' balance sheets, and counting. We're licensed in the UK (FCA), Europe (DNB), and New...
. You will develop and maintain in-depth knowledge of the CASS rulebook and stay informed on regulatory developments, including FCA...
right outcome while maintaining full compliance with FCA and other regulatory standards. You'll also play a key role... with company standards and FCA regulations. Oversee litigation and insolvency processes, liaising with solicitors and advocates...
documentation Supporting clients on FCA and FSMA regulations, including authorisations, conduct of business and regulatory change... knowledge of FCA rules and regulatory frameworks Ability to work independently with minimal supervision Excellent drafting...
our outsource provider (Genpact) and operating as a focal point for escalation. Ensuring compliance with FCA and company financial...
and enforcement Ensure complaints are managed in line with TCF and FCA regulation considerations We’re looking for people who...
property, TUPE, public sector procurement rules, and FCA/PRA frameworks is highly desirable. Excellent analytical...
regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer duty...