Account Handler
teams Ensure all activity complies with FCA regulations, insurer requirements, and internal procedures Maintain accurate...
teams Ensure all activity complies with FCA regulations, insurer requirements, and internal procedures Maintain accurate...
with FCA regulations and company processes Deliver excellent customer service, fostering loyalty and referrals What We're... Looking For in a Business Manager? Solid experience in finance and insurance sales within the motor trade Strong knowledge of FCA compliance...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
in anti-money-laundering investigations, and the opportunity to work with the Financial Conduct Authority (FCA) and National...
, in accordance with FCA regulations, and our internal policies and procedures to every potential customer. Work closely with the...
and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations...
requirements under the FCA. Adhere to the operational risk framework for your role ensuring that all regulatory or company... and reflecting Company Values. At all times complying with the FCA's Code of Conduct. To ensure that you are fully aware...
, you will be disciplined in following the principles and rules of the FCA, demonstrating adherence to relevant regulations, rules... of financial products, FCA principles and regulatory standards. A collaborative approach to working with Financial Planners...
strategy. 2. Oversee the regulatory transition to FCA regulation for a defined number of SIB subsidiaries, drawing together... the relevant internal documentation, working with the FCA - and any specialist retained consultants - to ensure that SIB...
Job Description: Junior Accountant London | Hybrid (4 days office-based) An established, FCA-regulated investment...