New Sales Executive
financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be a Evans Halshaw...
financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be a Evans Halshaw...
with Munich Re's Code of Conduct and the FCA Conduct Rules Regulatory & Conduct Requirements: Ensuring compliance with Munich... Re's Code of Conduct and the FCA Conduct Rules Benefits You will be rewarded with a great compensation package...
governance meetings. Requirements: Strong knowledge of regulatory frameworks including FCA rules, National Savings... regulations, relevant HMRC/HMT/OAG policies, and experience working in regulated or shadow FCA environments. Expert...
financing (CTF), and wider financial crime regulatory requirements. As the FCA-approved SMF17, this role will take ownership..., monitoring, or assurance role within an FCA-authorised firm, preferably within wealth or investment management. Prior approval...
of dissatisfaction within FCA guidelines and internal/external SLAs. Ensure the accurate and detailed recording of all information...
, and UK taxation. FCA-approved status and experience managing risk within a client portfolio. Adaptability and curiosity...
by clicking 'apply' below and our team will be in touch. As a business regulated by the FCA we would advise you to familiarise...
will be in touch. As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations...
in your career. What you’ll be doing: Maintaining positive and transparent relationships with the PRA and FCA, ensuring senior... and emerging trends Qualifications Who we’re looking for: Strong knowledge of the PRA Rulebook, FCA Handbook and related...
FCA, CCA and ICO. Identify risks, issues, and root causes, providing clear, actionable recommendations. Suggest.... Strong understanding of FCA rules, particularly CONC, PSR, SYSC, DISP, and Consumer Duty. Ability to analyse processes, controls...