Financial Planning Specialist
level 6. You'll also possess an appropriate qualification in accordance with the FCA Training and Competence handbook...
level 6. You'll also possess an appropriate qualification in accordance with the FCA Training and Competence handbook...
to creating a safe, healthy and supportive environment for our colleagues to practice. What you'll be doing As a FCA...
with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due...
compliance programs (FM Global, MSS, FCA, BSP, Legionella) · Conduct quarterly risk reviews and address deficiencies, Generate... identification · Stakeholder relationship management · Regulatory compliance understanding (FM Global, MSS, FCA, BSP, Legionella...
of FCA compliance are essential. A Winning Mindset: Enthusiasm, confidence, and a relentless motivation to succeed...
and successfully conclude transactions. Business Acumen: Computer literacy and an understanding of FCA compliance are essential...
, ownership, and rapid iteration Deep exposure to revenue, marketing, and product strategy FCA-regulated and ISO 27001 certified...
and rule areas impacting Personal Trading, G&E, OBAs and Conflicts, including but not limited to FCA COBS, MIFID II, COCON...
Join our dedicated team at Agency FCA in Sussex and Surrey as a Qualified Social Worker within Cafcass. We are seeking... in the lives of children and families, we encourage you to apply for this rewarding position with Agency FCA. Together...
Authority (FCA) and Prudential Regulation Authority (PRA) frameworks Exposure to casualty or accident & health lines...