of the Regulatory (Bank of England, ESMA & FCA) and Investor reporting process for all Topaz books Ensure governance... with complex functions to support data merge, creation of time-series analysis etc. Experience of Mortgage reporting to the FCA...
of all client data into our bespoke system. Providing clients with high-quality policy documentation in accordance with FCA...
and reconciliation exceptions pertaining to trade / transaction data submitted to numerous National Competent Authorities (such as FCA...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
required. Developing the sale of appropriate Finance and Insurance packages to customers, in accordance with FCA best practise to ensure...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
for individuals with a grounding in Data Protection—especially those familiar with FCA-regulated environments—this role provides the..., with knowledge of GDPR and data privacy regulations. Familiarity with FCA-regulated environments (desirable...
Framework for the business. What value and experience you can bring Experience in FCA regulated firms, with a good... (CCA 1974, FSMA 2000, PSRs 2017). Knowledge of relevant FCA rules (CONC, DISP, SYSC, SUP). Ability to work in a fast...
policies and procedures to ensure service standards are met in accordance with internal SLA and FCA/PRA requirements. Carry...
to both our customers and/or partners Meeting and exceeding set targets Ensuring you comply with FCA regulations at all times Working...