Compliance Analyst, Surveillance
and Experience Preferred: Basic knowledge of FCA handbook Basic knowledge of exchange traded products Basic knowledge...
and Experience Preferred: Basic knowledge of FCA handbook Basic knowledge of exchange traded products Basic knowledge...
products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide advice and guidance...
knowledge of FCA requirements (including TCF) an the regulatory framework relating to general insurance Skills...
Delivery Operational Resiliency Program to meet specific regulatory requirements set out by the UK regulators (FCA and PRA...
FCA/PRA and Financial Promotions guidelines and align to Consumer Duty and Conduct Risk. Oversee Financial Promotions...
, and implementing best practices, policies, procedures and culture in adhering to and promoting the FCA Consumer Duty with the...
: You should have relevant experience in a similar role and business with a strong, detailed knowledge and understanding of FCA and PRA practices... and experience in AML, sanctions, anti-bribery and fraud. Excellent understanding of the FCA's business standards PRIN, SYSC, SUP...
collaboratively within a large complex organisation Good knowledge of the FCA and other relevant regulation and legislation...
procedures, complying with internal service standards and FCA, ensuring Contract Certainty. Diary subjectivities/premium payment...
of our business About You Extensive knowledge and experience in insurance, claims processing, and FCA regulation...