members. Undertake internal risk management activities and ensure compliance with internal processes, including FCA regulated...
-ordinate regular management information Ensure full compliance with the FCA's Consumer Duty by embedding consumer-focused... management in a timely manner of FCA related and other regulatory issues and any changes to the FCA rules. Produce an annual...
services sector and FCA regulatory framework. Proven consulting experience, with expertise in lending or wealth management...
accordingly. Strong ethical standards aligned with the FCA's Senior Managers Regime....
Internaliser (SI). Provide day-to-day compliance and regulatory advice, ensuring alignment with FCA regulations...
experience, ideally gained in a buy-side firm Strong understanding of UK and EU regulatory requirements (including FCA Handbook...
to join their successful leadership team. The Head of Compliance, you will play a pivotal role in ensuring the firm remains fully compliant with FCA... reviews, ensuring compliance with FCA standards and supporting new product development. Liaise with regulatory bodies...
line of defence’ for FCA regulatory compliance A passion for the motor retail industry and a sound understanding of the...
, bills of lading disputes and disputes). Applicants with additional regulatory experience (FCA) would be of great interest...
www.fca.org.uk). Coventry Building Society. Principal Office: Coventry House, Harry Weston Road, Binley, Coventry, West...