Some knowledge of or experience working within the FCA framework Strong leadership and team management skills Excellent stakeholder...
model Proven experience as a company secretary Some knowledge of or experience working within the FCA framework...
members. Undertake internal risk management activities and ensure compliance with internal processes, including FCA regulated...
Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office...
to the FCA/PRA/other Regulators Advise senior management and staff on changes in the rules and regulations and compliance... of conduct issued by the FCA under the Senior Managers Regime....
accordingly. Strong ethical standards aligned with the FCA's Senior Managers Regime....
of high quality financial advice, with strong regulatory knowledge and experience of FCA rules and their practical application...
requirements such as GDPR and FCA standards. Data Management: Oversee data architecture, ensuring efficient integration... data consolidation and migration projects. Knowledge of regulatory requirements in the insurance sector (e.g., GDPR, FCA...
, MCOB or related FCA handbook experience Developed ORMFs, ideally in the above environments Influential stakeholder...
experience, ideally gained in a buy-side firm Strong understanding of UK and EU regulatory requirements (including FCA Handbook...