authorisations and applications to the FCA/PRA, governance under SMCR, and advising on all aspects of the FCA and PRA handbooks... skills. Support clients with FCA and PRA authorisations, regulatory due diligence, and compliance system assurance reviews...
with Financial Conduct Authority (FCA) regulations and the Financial Ombudsman Service (FOS). What They’re... on coverage issues. Strong knowledge of FCA regulations and FOS procedures. Excellent analytical and communication skills...
services sector and FCA regulatory framework. Proven consulting experience, with expertise in lending or wealth management...
namely FCA/RMAR submissions. – Manage the company’s trading cash resources to ensure adequate liquidity and optimal working...
experience, ideally gained in a buy-side firm Strong understanding of UK and EU regulatory requirements (including FCA Handbook...
within the FCA-regulated space. Ideally you will have solid experience of coverage disputes and advisory matters in the financial..., professional and management lines sector and a strong knowledge of FCA Regulation and FOS procedure. In addition to your technical...
understanding of FCA, PRA, EBA, DORA guidelines and regulations on operational resilience and data resilience... regulatory requirements for operational resilience established by the Bank of England, FCA and PRA. Want to hear more? We're...
Birmingham – £70,000 - £105,000 Fantastic, new opportunity for a UK qualified Solicitor with prior experience in an FCA... in Finance, FCA Regulatory, Advocacy and/or Remediation to join a high performing team. You’ll play a crucial role in the...
such as the Bank of England, FCA and European Banking Authority. This includes the relationship between Cyber and Operational...
Code, regulatory requirements and the FCA’s Listing, Disclosure and Transparency Rules Assisting with Group and divisional...